Management Team

Capital Guardian's management team has long tenure and deep experience in the Financial Services industry. In addition to a talented group who have worked for large wire house and independent firms, and unlike many of our competitors, we have Senior Management with long-term experience in the institutional, hedge fund, private equity and family office sectors of the Industry. Many of us have been Financial Advisors and we still work with our Clients today.

We are passionate about this business and have worked tirelessly to develop the premier platform in the industry. We know that our success depends on the success of our financial advisors and their clients.

Sandro L. Ramos CRCP

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Global Compliance/AML

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...Capital Guardian LLC

Jason Brown

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Brokerage Operations

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...Jason joined Capital Guardian in 2012 and brings with him over 10 years of operations, sales, and management experience. Since joining the firm, Jason has served as an Advisory Services Associate, Relationship Manager, Compliance Officer, and currently as the Director of Brokerage Operations. He received a BSBA in Finance from the University Of North Carolina at Charlotte and currently holds FINRA registrations 7, 66, and 24. Prior to joining Capital Guardian Jason served as a fully licensed insurance agent and office manager at a Charlotte, NC based State Farm Insurance Agency.